SEC Charges Silicon Valley Start-Up and CEO With Defrauding Investors
The Securities and Exchange Commission today charged a Mountain View, California-based technology start-up and its chief executive officer with defrauding investors by…
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UBS to Pay $10 Million for Violating Rules Which Give Priority To Retail Investors in Municipal Offerings
The Securities and Exchange Commission today announced that UBS Financial Services Inc. has agreed to pay more than $10 million to resolve…
Investing
SEC Charges Financial Advisor with Fraud for Stealing Millions from Investors
The Securities and Exchange Commission today charged former registered representative and investment adviser Michael Barry Carter with fraud for stealing from brokerage…
Investing
State Employment and Unemployment (Monthly) News Release — 2020-07-17
Unemployment rates were lower in June in 42 states, higher in 5 states, and stable in 3 states and the District of…
Investing
Usual Weekly Earnings of Wage and Salary Workers News Release — 2020-07-17
(NOTE: BLS reissued this news release on September 23, 2020, to address minor data errors associated with the introduction in January 2020…
Stocks
SEC Files Fraud Charges Against Co-Founder of IIG
The Securities and Exchange Commission today charged David Hu, the co-founder and chief investment officer of International Investment Group LLC (IIG), a…
Investing
SEC, MSRB, FINRA to Hold Compliance Outreach Program for Municipal Advisors
The Securities and Exchange Commission, Municipal Securities Rulemaking Board (MSRB), and Financial Industry Regulatory Authority (FINRA) today announced the opening of registration…
Investing
June 2020 U.S. Import and Export Price Indexes — 2020-07-15
The price index for U.S. imports rose 1.4 percent in June, the U.S. Bureau of Labor Statistics reported today, following a 0.8-percent…
Investing
June 2020 Consumer Price Index — 2020-07-14
The Consumer Price Index for All Urban Consumers (CPI-U) increased 0.6 percent in June on a seasonally adjusted basis after falling 0.1…
Investing
June 2020 Real Earnings — 2020-07-14
Real average hourly earnings for all employees decreased 1.7 percent from May to June, seasonally adjusted, the U.S. Bureau of Labor Statistics…
Stocks
SEC Issues $3.8 Million Whistleblower Award
The Securities and Exchange Commission today announced a $3.8 million award to a whistleblower who provided significant information that helped the SEC…
Stocks
SEC Charges Wind Turbine Company and Individuals With Defrauding Investors
The Securities and Exchange Commission today announced charges against Thunderbird Power Corp., an Arizona-based company claiming to be developing a wind turbine…
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SEC Charges App Developer for Unregistered Security-Based Swap Transactions
The Securities and Exchange Commission today charged California-based Abra and a related firm in the Philippines for offering and selling security-based swaps…
Investing
June 2020 Producer Price Index — 2020-07-10
The Producer Price Index for final demand fell 0.2 percent in June, seasonally adjusted, the U.S. Bureau of Labor Statistics reported today.…
Stocks
SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers; Amend Reporting Threshold to Reflect Today’s Equities Markets
The Securities and Exchange Commission today announced that it has proposed to amend Form 13F to update the reporting threshold for institutional…
Investing
SEC Issues Agenda for July 16 Special Meeting of the Asset Management Advisory Committee
The Securities and Exchange Commission today released the agenda for the virtual July 16 special meeting of the Asset Management Advisory Committee…
Investing
Job Openings and Labor Turnover Survey News Release — 2020-07-07
The number of hires increased by 2.4 million to a series high of 6.5 million in May, the U.S. Bureau of Labor…
Banking
FDIC Names Bob De Luca Deputy Chief Information Officer — 2020-07-07
WASHINGTON – Federal Deposit Insurance Corporation (FDIC) today announced the selection of Bob De Luca as the agency’s new Deputy Chief Information…
Stocks
SEC Adopts Amendments to Exemptive Applications Procedures
The Securities and Exchange Commission today announced that it has voted to adopt rule amendments to establish an expedited review procedure for…
Investing
June 2020 Employment Situation — 2020-07-02
(NOTE: BLS reissued this news release on September 23, 2020, to address minor data errors associated with the introduction in January 2020…
Investing
Commissioner's Statement on the Employment Situation News Release — 2020-07-02
Nonfarm payroll employment increased by 4.8 million in June, and the unemployment rate declined by 2.2 percentage points to 11.1 percent. These…
Banking
FDIC Issues List of Banks Examined for CRA Compliance — 2020-07-02
The Federal Deposit Insurance Corporation (FDIC) today issued its list of state nonmember banks recently evaluated for compliance with the Community Reinvestment…
Stocks
SEC Charges Alexion Pharmaceuticals With FCPA Violations
The Securities and Exchange Commission today announced that Boston-based pharmaceutical company Alexion Pharmaceuticals Inc. has agreed to pay more than $21 million…
Investing
Metropolitan Area Employment and Unemployment (Monthly) News Release — 2020-07-01
Unemployment rates were higher in May than a year earlier in all 389 metropolitan areas, the U.S. Bureau of Labor Statistics reported…