UBS Settles Charges Related to Investments in Complex Exchange-Traded Product
The Securities and Exchange Commission today filed a settled action against UBS Financial Services Inc. for compliance failures relating to sales of…
Stocks
ZILLIONTRADE / NEWS
News
Financial news with original publication dates and source links.
11,568 Results
Investing
State Employment and Unemployment (Monthly) News Release — 2021-07-16
Unemployment rates were lower in June in 7 states and the District of Columbia, higher in 3 states, and stable in 40…
Investing
Usual Weekly Earnings of Wage and Salary Workers News Release — 2021-07-16
(NOTE: BLS reissued this news release on October 19, 2021, to address incorrect values for 9 seasonally adjusted series for second quarter…
Stocks
Chair Gensler Announces Composition of Policy Team
The Securities and Exchange Commission today announced the appointments of Corey Klemmer, Adam Large, Mika Morse, Sirimal Mukerjee, and Sai Rao to…
Investing
June 2021 U.S. Import and Export Price Indexes — 2021-07-15
U.S. import prices advanced 1.0 percent in June following a 1.4-percent increase in May, the U.S. Bureau of Labor Statistics reported today.…
Banking
OCC Marks the First Anniversary of Project Reach — 2021-07-15
WASHINGTON—Acting Comptroller of the Currency Michael J. Hsu today marked the first anniversary of Project REACh by hosting participants to celebrate the…
Banking
FDIC Announces Meeting of the Advisory Committee on Community Banking — 2021-07-15
Agency Names Community Banker from New York to Advisory Committee WASHINGTON – The Federal Deposit Insurance Corporation (FDIC) today announced the agency’s…
Stocks
SEC Awards More Than $1 Million to Whistleblower
The Securities and Exchange Commission today announced an award of more than $1 million to a whistleblower whose information and assistance led…
Stocks
SEC Charges Executives of Network Infrastructure Company With Accounting Fraud
The Securities and Exchange Commission today charged the former CEO and CFO of FTE Networks Inc., a network infrastructure company formerly based…
Investing
June 2021 Producer Price Index — 2021-07-14
The Producer Price Index for final demand increased 1.0 percent in June, seasonally adjusted, the U.S. Bureau of Labor Statistics reported today.…
Banking
Joint Release/FDIC and CFPB Release Enhanced Version of Money Smart for Older Adults — 2021-07-14
FDIC and CFPB Release Enhanced Version of Money Smart for Older Adults The Federal Deposit Insurance Corporation (FDIC) and the Consumer Financial…
Crypto
ICO “Listing” Website Charged With Unlawfully Touting Digital Asset Securities
The Securities and Exchange Commission today announced settled charges against the operator of Coinschedule.com, a once-popular website that profiled offerings of digital…
Investing
June 2021 Consumer Price Index — 2021-07-13
The Consumer Price Index for All Urban Consumers (CPI-U) increased 0.9 percent in June on a seasonally adjusted basis after rising 0.6…
Investing
June 2021 Re al Earnings — 2021-07-13
Real average hourly earnings for all employees decreased 0.5 percent from May to June, seasonally adjusted, the U.S. Bureau of Labor Statistics…
Banking
Agencies Request Comment on Proposed Risk Management Guidance for Third-Party Relationships — 2021-07-13
The federal bank regulatory agencies today requested public comment on proposed guidance designed to help banking organizations manage risks associated with third-party…
Banking
Joint Release/Agencies Request Comment on Proposed Risk Management Guidance for Third-Party Relationships — 2021-07-13
Agencies Request Comment on Proposed Risk Management Guidance for Third- Party Relationships The federal bank regulatory agencies today requested public comment on…
Stocks
SEC Charges SPAC, Sponsor, Merger Target, and CEOs for Misleading Disclosures Ahead of Proposed Business Combination
The Securities and Exchange Commission today announced charges against special purpose acquisition corporation Stable Road Acquisition Company, its sponsor SRC-NI, its CEO…
Stocks
SEC Announces $97 Million Enforcement Action Against TIAA Subsidiary for Violations in Retirement Rollover Recommendations
The Securities and Exchange Commission today announced that TIAA-CREF Individual & Institutional Services LLC (TC Services), a subsidiary of Teachers Insurance and…
Stocks
SEC Charges TheBull with Selling "Insider Trading Tips" on the Dark Web
The Securities and Exchange Commission today charged Apostolos Trovias, a Greek national, with perpetrating a fraudulent scheme to sell what he called…
Stocks
SEC Charges Three Individuals with Insider Trading
The Securities and Exchange Commission today charged three individuals with insider trading in advance of an announcement by Long Blockchain Company (formerly…
Investing
Job Openings and Labor Turnover Survey News Release — 2021-07-07
The number of job openings was little changed at 9.2 million on the last business day of May, the U.S. Bureau of…
Stocks
SEC Charges Company and Two Executives for Misleading COVID-19 Disclosures
The Securities and Exchange Commission today announced charges against Parallax Health Sciences Inc. for making misleading statements about its efforts to fight…
Banking
OCC Announces Organizational Changes — 2021-07-06
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today announced structural changes intended to enhance the agency’s efficiency and effectiveness. “The…
Banking
FDITECH Opens Registration for Tech Sprint to Reach the Unbanked — 2021-07-06
WASHINGTON – The Federal Deposit Insurance Corporation (FDIC) today opened the registration period to participate in a Tech Sprint designed to explore…