SEC Awards More Than $104 Million to Seven Whistleblowers
The Securities and Exchange Commission today announced awards of more than $104 million to seven individuals whose information and assistance led to…
Stocks
ZILLIONTRADE / ARCHIVE
Archivo
Browse dated financial and economic source releases. Historical figures and rules may have changed.
11,728 Resultados
Investing
2023 Second Quarter (Preliminary) Productivity and Costs — 2023-08-03
Nonfarm business sector labor productivity increased 3.7 percent in the second quarter of 2023, the U.S. Bureau of Labor Statistics reported today…
Banking
OCC Hosts Risk Governance and Capital Markets Workshops in Charlotte — 2023-08-03
WASHINGTON—The Office of the Comptroller of the Currency (OCC) will host two workshops September 19-20 in Charlotte, N.C., for directors, senior management…
Investing
Metropolitan Area Employment and Unemployment (Monthly) News Release - 2023 M06 Results — 2023-08-02
Unemployment rates were lower in June than a year earlier in 222 of the 389 metropolitan areas, higher in 119 areas, and…
Investing
SEC Charges Florida Investment Adviser a Second Time for Insider Trading
The Securities and Exchange Commission today filed insider trading charges against Charles Rustin Holzer, a family office executive and former broker who…
Investing
Job Openings and Labor Turnover Survey News Release - 2023 M06 Results — 2023-08-01
The number of job openings was little changed at 9.6 million on the last business day of June, the U.S. Bureau of…
Banking
OCC Releases CRA Evaluations for 27 National Banks and Federal Savings Associations — 2023-08-01
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations…
Stocks
SEC Charges New Jersey-Based ETF Manager for Fraudulent Conduct and Bars Founder
The Securities and Exchange Commission today charged Samuel Masucci and entities he founded and controls with disadvantaging an exchange traded fund (ETF)…
Crypto
SEC Charges Hex Founder Richard Heart with Misappropriating Millions of Dollars of Investor Funds from Unregistered Crypto Asset Securities Offerings that Raised more than $1 Billion
The Securities and Exchange Commission today charged Richard Heart (aka Richard Schueler) and three unincorporated entities that he controls, Hex, PulseChain, and…
Investing
June 2023 Employment Cost Index — 2023-07-28
Compensation costs for civilian workers increased 1.0 percent, seasonally adjusted, for the 3-month period ending in June 2023, the U.S. Bureau of…
Banking
Acting Comptroller Issues Statement at Financial Stability Oversight Council Meeting on Climate-Related Financial Risk — 2023-07-28
WASHINGTON—Acting Comptroller of the Currency Michael J. Hsu today issued the following at the Financial Stability Oversight Council (FSOC) meeting: Thank you…
Banking
Agencies Update Guidance on Liquidity Risks and Contingency Planning — 2023-07-28
Federal financial institution regulatory agencies today updated their existing guidance on liquidity risks and contingency planning. The updated guidance highlights that depository…
Banking
Agencies Request Comment on Proposed Rules to Strengthen Capital Requirements for Large Banks — 2023-07-27
Bank regulatory agencies today requested comment on a proposal to increase the strength and resilience of the banking system. The proposal would…
Stocks
SEC Charges Florida Resident with Operating $35 Million Ponzi Scheme that Targeted Church Members
The Securities and Exchange Commission today charged Brent Seaman of Naples, Florida, and various entities he managed for fraudulently raising approximately $35…
Investing
Quarterly Data Series on Business Employment Dynamics News Release - 2022 Q04 Results — 2023-07-26
From September 2022 to December 2022, gross job gains from opening and expanding private-sector establishments were 8.0 million, a decrease of 769,000…
Investing
State Job Openings and Labor Turnover News Release - 2023 M05 Results — 2023-07-26
Job openings rates decreased in 12 states on the last business day of May, the U.S. Bureau of Labor Statistics reported today.…
Investing
SEC Proposes Reforms Relating to Investment Advisers Operating Exclusively Through the Internet
The Securities and Exchange Commission today proposed amendments to the rule permitting certain investment advisers that provide investment advisory services through the…
Investing
SEC Proposes New Requirements to Address Risks to Investors From Conflicts of Interest Associated With the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers
The Securities and Exchange Commission today proposed new rules that would require broker-dealers and investment advisers (collectively, “firms”) to take certain steps…
Stocks
SEC Adopts Rules on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure by Public Companies
The Securities and Exchange Commission today adopted rules requiring registrants to disclose material cybersecurity incidents they experience and to disclose on an…
Stocks
SEC Charges Investor Joseph C. Lewis and Associates with Insider Trading
The Securities and Exchange Commission today charged investor Joseph C. Lewis for illegally tipping material nonpublic information to his then-girlfriend, Carolyn W.…
Banking
OCC Assesses $15 Million Civil Money Penalty Against American Express National Bank Related to Bank's Governance and Oversight of Third-Party Affiliate — 2023-07-25
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today announced a $15 million civil money penalty against American Express National Bank…
Stocks
SEC Names Natasha Vij Greiner and Keith E. Cassidy Interim Acting Co-Directors of the Division of Examinations
The Securities and Exchange Commission today announced that Natasha Vij Greiner and Keith E. Cassidy have been named interim Acting Co-Directors of…
Investing
State Employment and Unemployment (Monthly) News Release - 2023 M06 Results — 2023-07-21
Unemployment rates were lower in June in 11 states and stable in 39 states and the District of Columbia, the U.S. Bureau…
Stocks
SEC, NASAA, and Wisconsin DFI to Host Investor Roundtable in Madison, Wisconsin on July 25
The Securities and Exchange Commission today announced that it will join the North American Securities Administrators Association (NASAA) and Wisconsin Department of…