Mark T. Uyeda Sworn In as SEC Commissioner
The Securities and Exchange Commission today announced Mark T. Uyeda has been sworn into office as a Commissioner by Brian Johnson, Assistant…
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Noticias
Financial news with original publication dates and source links.
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Investing
State Job Openings and Labor Turnover News Release - 2022 M04 Results — 2022-06-29
Job openings rates decreased in 12 states, increased in 6 states, and were little changed in 32 states and the District of…
Investing
Metropolitan Area Employment and Unemployment (Monthly) News Release - 2022 M05 Results — 2022-06-29
Unemployment rates were lower in May than a year earlier in 385 of the 389 metropolitan areas, higher in 2 areas, and…
Stocks
UBS to Pay $25 Million to Settle SEC Fraud Charges Involving Complex Options Trading Strategy
The Securities and Exchange Commission today announced that UBS Financial Services Inc. has agreed to pay approximately $25 million to settle fraud…
Stocks
Denver Regional Director Kurt L. Gottschall to Leave SEC
The Securities and Exchange Commission today announced that Kurt L. Gottschall, the Director of the Denver Regional Office since 2018, is leaving…
Stocks
Ernst & Young to Pay $100 Million Penalty for Employees Cheating on CPA Ethics Exams and Misleading Investigation
The Securities and Exchange Commission today charged Ernst & Young LLP (EY) for cheating by its audit professionals on exams required to…
Banking
Acting Comptroller of the Currency Kicks Off High School Scholar Internship Program — 2022-06-27
WASHINGTON—Acting Comptroller of the Currency Michael J. Hsu today kicked off the Office of the Comptroller of the Currency’s (OCC) fourth annual…
Banking
OCC Reports Improvement in Overall Mortgage Performance — 2022-06-27
WASHINGTON—The Office of the Comptroller of the Currency (OCC) reported that the performance of first-lien mortgages in the federal banking system improved…
Banking
OCC Announces Changes to Executive Committee Membership — 2022-06-24
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today announced changes to the membership of its Executive Committee, effective July 1…
Investing
2021 American Time Use Survey — 2022-06-23
In 2021, 38 percent of employed persons did some or all of their work at home on days they worked, and 68…
Banking
OCC Hosts Denver Workshop for National Community Bank Board Directors, Bank Management — 2022-06-23
WASHINGTON—The Office of the Comptroller of the Currency (OCC) will host a workshop in Denver for directors, senior management team members, and…
Banking
OCC Reports on Key Risks Facing Federal Banking System — 2022-06-23
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today reported the key issues facing the federal banking system in its Semiannual…
Investing
SEC Adopts Rules to Require Electronic Filing for Investment Advisers and Institutional Investment Managers
The Securities and Exchange Commission today adopted amendments to require certain documents filed by investment advisers, institutional investment managers, and certain other…
Stocks
SEC Announces Spring 2022 Regulatory Agenda
The Office of Information and Regulatory Affairs today released the Spring 2022 Unified Agenda of Regulatory and Deregulatory Actions. The report, which…
Banking
OCC Hosts Credit and Operational Risk Workshops in Pittsburgh — 2022-06-21
WASHINGTON — The Office of the Comptroller of the Currency (OCC) will host two workshops July 12-13 in Pittsburgh for directors of…
Banking
OCC Reports First Quarter 2022 Bank Trading Revenue — 2022-06-21
WASHINGTON—The Office of the Comptroller of the Currency (OCC) reported cumulative trading revenue of U.S. commercial banks and savings associations of $10.6…
Stocks
SEC Charges Egan-Jones Ratings Co. and CEO with Conflict of Interest Violations
The Securities and Exchange Commission today charged Haverford, PA-based Egan-Jones Ratings Company, a nationally recognized statistical rating organization (NRSRO) registered with the…
Investing
State Employment and Unemployment (Monthly) News Release - 2022 M05 Results — 2022-06-17
Unemployment rates were lower in May in 16 states and stable in 34 states and the District of Columbia, the U.S. Bureau…
Investing
Employer Costs for Employee Compensation News Release - 2022 Q01 Results — 2022-06-16
Employer costs for employee compensation for civilian workers averaged $40.90 per hour worked in March 2022, the U.S. Bureau of Labor Statistics…
Stocks
SEC Charges Firm and Five Brokers with Violations of Reg BI
The Securities and Exchange Commission today charged registered broker-dealer Western International Securities, Inc. and five of its registered representatives, or brokers –…
Investing
May 2022 U.S. Import and Export Price Indexes — 2022-06-15
There was an error on page 3 of the release concerning the last time capital goods export prices had a larger 12-month…
Banking
OCC Allows National Banks and Federal Savings Associations Affected by Flooding in Montana to Close — 2022-06-15
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today issued a proclamation allowing national banks, federal savings associations, and federal branches…
Investing
SEC Requests Information and Comment on Advisers Act Regulatory Status of Index Providers, Model Portfolio Providers, and Pricing Services
The Securities and Exchange Commission today announced that it is requesting information and public comment on matters related to the activities of…
Investing
May 2022 Producer Price Index — 2022-06-14
The Producer Price Index for final demand increased 0.8 percent in May, seasonally adjusted, the U.S. Bureau of Labor Statistics reported today.…