SEC Charges Previously-Barred Investment Adviser with Fraud
The Securities and Exchange Commission today charged a previously-barred North Carolina-based investment adviser with lying to retail investors about the use and…
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The Securities and Exchange Commission today charged a previously-barred North Carolina-based investment adviser with lying to retail investors about the use and…

Total nonfarm payroll employment rose by 678,000 in February, and the unemployment rate edged down to 3.8 percent, the U.S. Bureau of…

Nonfarm payroll employment rose by 678,000 in February, and the unemployment rate edged down to 3.8 percent. Employment growth was widespread, led…

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today announced the selection of Amanda Freedle to be the agency’s next Deputy…

The Securities and Exchange Commission today charged venture capital fund adviser Alumni Ventures Group, LLC (AVG) with making misleading statements about its…

Nonfarm business sector labor productivity increased 6.6 percent in the fourth quarter of 2021, the U.S. Bureau of Labor Statistics reported today…

The Securities and Exchange Commission today announced that registered investment adviser City National Rochdale, LLC (CNR) has agreed to pay more than…

In 2021, annual average unemployment rates decreased in 49 states and the District of Columbia, while the rate was little changed in…

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations that became…

The Securities and Exchange Commission today announced that it has voted to propose changes that would provide greater transparency to investors and…

In 2021, 19.1 percent of persons with a disability were employed, up from 17.9 percent in 2020, the Bureau of Labor Statistics…

In 2021, there were 16 major work stoppages beginning in the year, the U.S. Bureau of Labor Statistics reported today. A major…

From September 2020 to September 2021, employment increased in 332 of the 343 largest U.S. counties, the U.S. Bureau of Labor Statistics…

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released its schedule of Community Reinvestment Act (CRA) evaluations to be conducted…

The Securities and Exchange Commission today announced settled charges and an $18 million penalty against Baxter International Inc. for engaging in improper…

Job openings rates increased in 7 states, decreased in 4 states, and were little changed in 39 states and the District of…

The Securities and Exchange Commission announced that Seoul-based KT Corporation (KT Corp.) will pay $6.3 million to resolve charges that it violated…

The Securities and Exchange Commission today charged James Velissaris, the former Chief Investment Officer and founder of Infinity Q Capital Management, with…

Prices for U.S. imports advanced 2.0 percent in January following a 0.4-percent drop in December, the U.S. Bureau of Labor Statistics reported…

Note: The Producer Price Index news release for January 2022, initially issued on February 15, 2022, contained incorrect data in table 2…

WASHINGTON—Acting Comptroller of the Currency Michael J. Hsu today joined civic leaders, community advocates, and bankers to launch Detroit REACh. The Office…

The Securities and Exchange Commission today announced that six investment advisers and six broker-dealers have agreed to settle charges that they failed…

Federal bank regulatory agencies today released the 2021 Shared National Credit (SNC) Review Report. According to the two SNC examinations conducted last…

The Securities and Exchange Commission today charged BlockFi Lending LLC (BlockFi) with failing to register the offers and sales of its retail…