SEC Charges Hemp Company and Co-Founders With Fraud
The Securities and Exchange Commission today charged CanaFarma Hemp Products Corp. and its co-founders with fraudulently raising approximately $15 million from investors…
Stocks
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Browse dated financial and economic source releases. Historical figures and rules may have changed.
11,728 Résultats
Banking
FDIC Issues List of Banks Examined for CRA Compliance — 2021-10-04
WASHINGTON - The Federal Deposit Insurance Corporation (FDIC) today issued its list of state nonmember banks recently evaluated for compliance with the…
Banking
FDITECH Selects Six Teams in Sprint for Banks to Measure and Test Resiliency — 2021-10-04
WASHINGTON – The Federal Deposit Insurance Corporation (FDIC) today announced the selection of six teams to participate in a ‘tech sprint’ designed…
Stocks
SEC Highlights Investor Protection for World Investor Week 2021
The Securities and Exchange Commission today announced that it will highlight investor education and protection resources during World Investor Week 2021 (WIW).…
Banking
OCC Releases CRA Evaluations for 14 National Banks and Federal Savings Associations — 2021-10-01
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations that became…
Banking
FDIC Names Charles Vice to Advisory Committee of State Regulators — 2021-10-01
Advisory panel to meet on October 6th to discuss a range of policy issues WASHINGTON – The Federal Deposit Insurance Corporation (FDIC)…
Stocks
SEC Charges Webcast Host for Role in Market Manipulation Scheme
The Securities and Exchange Commission today announced charges against Mark Melnick, the host of a stock trading webcast, for spreading more than…
Stocks
SEC Charges Rogue Trader Who Bankrupted His Firm
The Securities and Exchange Commission today charged Keith A. Wakefield, a former managing director and head of fixed income trading at IFS…
Investing
SEC Charges Former Executives of Registered Investment Adviser with Fraud
The Securities and Exchange Commission today charged Robert D. Press, the former CEO of the advisory firm TCA Fund Management Group Corp.…
Investing
Metropolitan Area Employment and Unemployment (Monthly) News Release — 2021-09-29
Unemployment rates were lower in August than a year earlier in 385 of the 389 metropolitan areas, higher in 3 areas, and…
Stocks
SEC Charges Investment Bank Compliance Analyst with Insider Trading in Parents’ Accounts and Obtains Asset Freeze
The Securities and Exchange Commission today charged Jose Luis Casero Sanchez, a Spanish national and former Senior Compliance Analyst who worked in…
Investing
SEC Proposes to Enhance Proxy Voting Disclosure by Investment Funds and Require Disclosure of “Say-on-Pay” Votes for Institutional Investment Managers
The Securities and Exchange Commission today proposed amendments to Form N-PX to enhance the information mutual funds, exchange-traded funds, and certain other…
Banking
OCC Reports Improvement in Mortgage Performance — 2021-09-28
WASHINGTON—The Office of the Comptroller of the Currency (OCC) reported that the performance of first-lien mortgages in the federal banking system improved…
Stocks
SEC Atlanta Regional Office to Co-Host "Money and Markets: Trends and Risks for Retail Investors"
The Securities and Exchange Commission's Atlanta Regional Office and the University of Georgia School of Law will co-host a panel discussion on…
Stocks
SEC Obtains Emergency Relief Against New York Real Estate Developer Charged with EB-5 Securities Fraud
The Securities and Exchange Commission today announced that it filed an emergency action and obtained an asset freeze, among other relief, against…
Stocks
SEC Bars Two Individuals from Whistleblower Award Program
The Securities and Exchange Commission today announced that it has barred two individuals from the SEC's whistleblower award program, each of whom…
Stocks
Erik Gerding joins Division of Corporation Finance as Deputy Director, Legal and Regulatory Policy
The Securities and Exchange Commission today announced that Erik Gerding has been named Deputy Director, Legal and Regulatory Policy, for the Division…
Stocks
SEC Charges Florida Payday Lender and CEO with Affinity Fraud Targeting the Venezuelan-American Community
The Securities and Exchange Commission today announced charges against Sky Group USA LLC, a payday loan company based in Miami, and its…
Stocks
SEC Charges Two Individuals for Wash Trading Scheme Involving Options of "Meme Stocks"
The Securities and Exchange Commission today charged a Florida resident and his friend for engaging in a fraudulent scheme designed to collect…
Stocks
SEC Delivers Report to Congress with Recommendations from the 40th Annual Small Business Forum
Today the Office of the Advocate for Small Business Capital Formation delivered a report to Congress on the Securities and Exchange Commission's…
Banking
FDIC Makes Public August Enforcement Actions — 2021-09-24
No Administrative Hearings Scheduled for October 2021 WASHINGTON - The Federal Deposit Insurance Corporation (FDIC) today released a list of orders of…
Stocks
SEC Charges Two Companies and Their Principals with Misleading Investors in More Than a Dozen Oil and Gas Securities Offerings
The Securities and Exchange Commission today charged Thomas Powell and Stefan Toth, and their entities, Resolute Capital Partners LTD LLC and Homebound…
Stocks
SEC Awards Approximately $36 Million to Whistleblower
The Securities and Exchange Commission today announced an award of approximately $36 million to a whistleblower whose information and assistance significantly contributed…
Stocks
SEC Charges World's Largest Advertising Group with FCPA Violations
The Securities and Exchange Commission today announced that London-based WPP plc, the world's largest advertising group, has agreed to pay more than…