SEC Charges Cannabis Investment Fund and Founder in Fraudulent Scheme
The Securities and Exchange Commission today charged a Texas-based investment fund and its founder with defrauding investors with false promises of massive…
Investing
ZILLIONTRADE / ARCHIVE
Archives
Browse dated financial and economic source releases. Historical figures and rules may have changed.
11,728 Résultats
Banking
Joint Release/Agencies Extend Comment Period for Proposed Rule Simplifying and Tailoring the "Volcker Rule" — 2018-09-04
Agencies Extend Comment Period for Proposed Rule Simplifying and Tailoring the “Volcker Rule” Five federal financial regulatory agencies on Tuesday extended until…
Banking
FDIC Announces Senior Personnel Changes — 2018-09-04
Names Chief Operating Officer and Deputy to the Chairman for Policy Federal Deposit Insurance Corporation (FDIC) Chairman Jelena McWilliams today announced the…
Stocks
SEC Names Rebecca J. Olsen as Director of the Office of Municipal Securities
The Securities and Exchange Commission today announced that Rebecca J. Olsen has been named Director of the agency's Office of Municipal Securities…
Stocks
SEC Charges Telecommunications Expense Management Company With Accounting Fraud
The Securities and Exchange Commission today charged a telecommunications expense management company for its use of fraudulent accounting practices that artificially boosted…
Stocks
Sanofi Charged With FCPA Violations
The Securities and Exchange Commission today announced that Paris-based pharmaceutical company Sanofi has agreed to pay more than $25 million to resolve…
Stocks
Agencies Extend Comment Period for Proposed Rule Simplifying and Tailoring the “Volcker Rule”
Joint Release Board of Governors of the Federal Reserve System Commodity Futures Trading Commission Federal Deposit Insurance Corporation Office of the Comptroller…
Banking
Liquidity Coverage Ratio Rule: Treatment of Certain Municipal Obligations as High-Quality Liquid Assets — 2018-08-31 [2018-18610]
The OCC, the Board, and the FDIC (collectively, the agencies) are jointly issuing and inviting comment on an interim final rule that…
Banking
FDIC Issues CRA Examination Schedules for Fourth Quarter 2018 and First Quarter 2019 — 2018-08-31
The Federal Deposit Insurance Corporation (FDIC) today issued the lists of institutions scheduled for a Community Reinvestment Act (CRA) examination during the…
Banking
Joint Release/Agencies Extend Deadline for Certain Resolution Plan Submissions — 2018-08-30
Agencies Extend Deadline for Certain Resolution Plan Submissions The Federal Reserve Board and the FDIC on Thursday announced that they have extended…
Investing
SEC Charges Buffalo Advisory Firm and Principal With Fraud Relating to Association With Barred Adviser
The Securities and Exchange Commission today filed charges against a Buffalo, New York, investment advisory firm and its owner for misleading firm…
Investing
Metropolitan Area Employment and Unemployment (Monthly) News Release — 2018-08-29
Unemployment rates were lower in July than a year earlier in 323 of the 388 metropolitan areas, higher in 41 areas, and…
Banking
Expanded Examination Cycle for Certain Small Insured Depository Institutions and U.S. Branches and Agencies of Foreign Banks — 2018-08-29 [2018-18685]
The OCC, Board, and FDIC (collectively, the agencies) are jointly issuing and requesting public comment on interim final rules to implement section…
Stocks
SEC Charges Florida Cash Advance Company, Former CEO With Defrauding Retail Investors
The Securities and Exchange Commission today announced charges against 1 Global Capital LLC and its former chief executive officer for allegedly defrauding…
Stocks
SEC Charges NFL Player and Former Investment Banker With Insider Trading
The Securities and Exchange Commission today charged a professional football player and a former investment banker with insider trading in advance of…
Investing
2015–17 Worker Displacement — 2018-08-28
From January 2015 through December 2017, there were 3.0 million workers displaced from jobs they had held for at least 3 years…
Banking
Privacy Act of 1974; System of Records — 2018-08-28 [2018-18627]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board of Governors of the Federal Reserve…
Stocks
SEC Charges Moody’s With Internal Controls Failures and Ratings Symbols Deficiencies
The Securities and Exchange Commission today announced that Moody’s Investors Service Inc., one of the nation’s largest credit ratings agencies, has agreed…
Stocks
Legg Mason Charged With Violating the FCPA
The Securities and Exchange Commission today announced that Legg Mason Inc. will pay over $34 million to resolve an SEC charge that…
Stocks
Transamerica Entities to Pay $97 Million to Investors Relating to Errors in Quantitative Investment Models
The Securities and Exchange Commission today announced charges against four Transamerica entities for misconduct involving faulty investment models and ordered the entities…
Stocks
SEC Announces Agenda for Sept. 13 Investor Advisory Committee Meeting
The Securities and Exchange Commission today announced the agenda for the Sept. 13 meeting of its Investor Advisory Committee (IAC). The meeting…
Stocks
Fee Rate Advisory #1 for Fiscal Year 2019
The Securities and Exchange Commission today announced that in fiscal year 2019 the fees that public companies and other issuers pay to…
Banking
FDIC-Insured Institutions Reported $60.2 Billion in Net Income in the Second Quarter 2018 — 2018-08-23
Community Bank Net Income Increases to $6.5 Billion • Quarterly Net Income Rose 25.1 Percent Over Second Quarter 2017 Income, Led by…
Banking
Joint Release/Agencies Issue Interim Final Rules Expanding Examination Cycles for Qualifying Small Banks and U.S. Branches and Agencies of Foreign Banks — 2018-08-23
Agencies Issue Interim Final Rules Expanding Examination Cycles for Qualifying Small Banks and U.S. Branches and Agencies of Foreign Banks WASHINGTON—Federal banking…