Former CEO and CFO of ITT Barred and Ordered to Pay Penalties
The Securities and Exchange Commission today announced settlements with two former senior executives of ITT Educational Services Inc., which the SEC charged…
Stocks
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Browse dated financial and economic source releases. Historical figures and rules may have changed.
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Banking
FDIC Announces Meeting of Advisory Committee on Community Banking — 2018-07-05
The Federal Deposit Insurance Corporation (FDIC) today announced that it will hold a meeting of the Advisory Committee on Community Banking on…
Banking
FDIC Issues List of Banks Examined for CRA Compliance — 2018-07-05
The Federal Deposit Insurance Corporation (FDIC) today issued its list of state nonmember banks recently evaluated for compliance with the Community Reinvestment…
Stocks
SEC Charges Credit Suisse With FCPA Violations
The Securities and Exchange Commission today announced that Credit Suisse Group AG will pay approximately $30 million to resolve SEC charges that…
Banking
Joint Release/Regulators Extend the Next Resolution Plan Filing Deadline for 14 Domestic Firms — 2018-07-02
Regulators Extend the Next Resolution Plan Filing Deadline for 14 Domestic Firms The Federal Reserve Board and the Federal Deposit Insurance Corporation…
Stocks
SEC Charges KBR for Inflating Key Performance Metric and Accounting Controls Deficiencies
The Securities and Exchange Commission today charged global engineering and construction company KBR Inc. with inflating a key, non-financial statement performance metric…
Crypto
SEC Charges Attorney and Law Firm Business Manager With Illegal Sales of UBI Blockchain Internet Stock
The Securities and Exchange Commission today charged two men alleged to have profited from illegal sales of stock of a company claiming…
Banking
FDIC Makes Public May Enforcement Actions — 2018-06-29
; No Administrative Hearings Scheduled for July 2018 The Federal Deposit Insurance Corporation (FDIC) today released a list of orders of administrative…
Banking
Joint Release/Agencies Seek Comment on Proposed 2019 Resolution Plan Guidance — 2018-06-29
Agencies Seek Comment on Proposed 2019 Resolution Plan Guidance The Federal Deposit Insurance Corporation and the Federal Reserve Board on Friday announced…
Stocks
SEC Chairman Clayton Invites Main Street Investors to ‘Tell Us’ About Their Investor Experience
Securities and Exchange Commission Chairman Jay Clayton is inviting Main Street investors from around the country to ‘Tell Us’ about their investor…
Investing
SEC Charges Morgan Stanley in Connection With Failure to Detect or Prevent Misappropriation of Client Funds
The Securities and Exchange Commission today announced that Morgan Stanley Smith Barney (MSSB) has agreed to pay a $3.6 million penalty and…
Stocks
SEC Charges New York-Based Firm and Supervisors for Failing to Supervise Brokers Who Defrauded Customers
The Securities and Exchange Commission today charged New York-based broker-dealer Alexander Capital L.P. and two of its managers for failing to supervise…
Investing
2017 American Time Use Survey — 2018-06-28
In 2017, 82 percent of employed persons worked on an average weekday, compared with 33 percent on an average weekend day, the…
Investing
2016 Multifactor Productivity Trends for Detailed Industries — 2018-06-28
Multifactor productivity -- defined as output per unit of combined inputs -- rose in 37 of the 86 4-digit NAICS manufacturing industries…
Stocks
SEC Celebrates Lesbian, Gay, Bisexual and Transgender Pride Month
The Securities and Exchange Commission this week concluded its month of special events and guest speakers – at its Washington, D.C. headquarters…
Stocks
SEC Approves Final and Proposed Rules in Latest Open Meeting
The Securities and Exchange Commission today voted on several final rules and rule proposals that together represent material progress toward many Commission…
Stocks
SEC Proposes Whistleblower Rule Amendments
The Securities and Exchange Commission today voted to propose amendments to the rules governing its whistleblower program. The whistleblower program was established…
Stocks
SEC Adopts Targeted Changes to Public Liquidity Risk Management Disclosure
The Securities and Exchange Commission today adopted amendments to public liquidity-related disclosure requirements for certain open-end funds. Under the amendments, funds would…
Investing
SEC Proposes New Approval Process for Certain Exchange-Traded Funds
The Securities and Exchange Commission today voted to propose a new rule and form amendments intended to modernize the regulatory framework for…
Stocks
SEC Adopts Inline XBRL for Tagged Data
The Securities and Exchange Commission today voted to adopt amendments to eXtensible Business Reporting Language (XBRL) requirements for operating companies and funds.…
Stocks
SEC Expands the Scope of Smaller Public Companies that Qualify for Scaled Disclosures
The Securities and Exchange Commission today voted to adopt amendments to the “smaller reporting company” (SRC) definition to expand the number of…
Stocks
Former Equifax Manager Charged With Insider Trading
The Securities and Exchange Commission today charged a former Equifax manager with insider trading in advance of the company’s September 2017 announcement…
Stocks
SEC and CFTC Announce Approval of New MOU
The Securities and Exchange Commission and the Commodity Futures Trading Commission (CFTC) announced today that the two agencies have approved a Memorandum…
Investing
Metropolitan Area Employment and Unemployment (Monthly) News Release — 2018-06-27
Unemployment rates were lower in May than a year earlier in 350 of the 388 metropolitan areas, higher in 20 areas, and…