SEC Charges Merrill Lynch and Harvest Volatility Management for Ignoring Client Instructions
The Securities and Exchange Commission today announced charges against Harvest Volatility Management LLC and Merrill Lynch, Pierce, Fenner & Smith Inc. for…
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The Securities and Exchange Commission today announced charges against Harvest Volatility Management LLC and Merrill Lynch, Pierce, Fenner & Smith Inc. for…

WASHINGTON – Today, the U.S. Department of the Treasury hosted a roundtable with representatives from financial institutions, technology providers, financial technology firms…

As Prepared for DeliveryGood afternoon and thank you all for being here today. I have been looking forward to this conference and…

WASHINGTON — Today, the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) is sanctioning a former member of Haiti’s…

WASHINGTON — Today, the Department of the Treasury’s Office of Foreign Assets Control (OFAC) sanctioned more than a dozen entities and vessels…

As Prepared for DeliveryThank you, Annette, for the kind introduction. And let me thank the Global Carbon Market Utility, the Integrity Council…

WASHINGTON – The G7 Cyber Expert Group (CEG) - chaired by the U.S. Department of the Treasury and the Bank of England…

As Prepared for DeliveryThank you to Bloomberg Philanthropies for hosting this second Partnership for Global Infrastructure and Investment (PGII) Investor Forum. I’m…

Almost 1 in 5 small business owners and self-employed workers ages 21-64 rely on Affordable Care Act Marketplaces for coverageWASHINGTON – Today…

WASHINGTON—The Office of the Comptroller of the Currency (OCC) reported cumulative trading revenue of U.S. commercial banks and savings associations of $15.8…

The Securities and Exchange Commission today announced fraud charges against Baba Nadimpalli, the co-founder and former CEO of SKAEL Inc., a San…

The Securities and Exchange Commission today announced settled charges against TrueCoin LLC and TrustToken Inc. for their fraudulent and unregistered sales of…

The Securities and Exchange Commission today announced charges against 12 firms, comprising broker-dealers, investment advisers, and one dually-registered broker-dealer and investment adviser…

WASHINGTON – Today, the Federal Insurance Office (FIO) at the U.S. Department of the Treasury hosted a roundtable discussion with representatives from…

*2024 program year has received over 50,000 applications to date; 2023 program year resulted in $3.5 billion in clean energy investments from…

WASHINGTON — Today, the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) is sanctioning five Colombian nationals and two…

WASHINGTON – From September 23 to September 27, Acting Director for Treasury’s Office of Foreign Assets Control (OFAC) Lisa Palluconi will travel…

The Securities and Exchange Commission today announced charges against Texas-based registered investment adviser Atom Investors LP for its failure to maintain and…

WASHINGTON – Today, the U.S. Department of the Treasury (Treasury) announced that the Michigan Economic Development Corporation is being awarded $9 million…

NEW YORK – Today, Deputy Secretary of the Treasury Wally Adeyemo and Iraqi Prime Minister Mohammed Shiaa’ al Sudani met on the…

NEW YORK – Today, Deputy Secretary of the Treasury Wally Adeyemo spoke with Bank of Israel Governor Amir Yaron. Deputy Secretary Adeyemo…

WASHINGTON – Today, U.S. Secretary of the Treasury Janet L. Yellen released the following statement on the 30th anniversary of the Community…

Unemployment rates were higher in August in 6 states and the District of Columbia, lower in 1 state, and stable in 43…

The Securities and Exchange Commission’s Compliance Outreach Program announced today that it will host a virtual national seminar for investment companies and…