SEC Awards Whistleblower More Than $9 Million
The Securities and Exchange Commission today announced an award of more than $9 million to a whistleblower whose significant and detailed information…
Stocks
ZILLIONTRADE / NEWS
Новости
Financial news with original publication dates and source links.
11,568 Результаты
Stocks
SEC Proposes Rule Amendments to the Broker-Dealer Customer Protection Rule
The Securities and Exchange Commission today proposed amendments to Rule 15c3-3 (the Customer Protection Rule) to require certain broker-dealers to increase the…
Investing
SEC Adopts Money Market Fund Reforms and Amendments to Form PF Reporting Requirements for Large Liquidity Fund Advisers
The Securities and Exchange Commission today adopted amendments to certain rules that govern money market funds under the Investment Company Act of…
Banking
OCC Assesses $60 Million Civil Money Penalty Against Bank of America Related to Bank’s Overdraft Program — 2023-07-11
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today announced a $60 million civil money penalty against Bank of America, N.A.…
Banking
OCC Allows National Banks and Federal Savings Associations Affected by Flooding in Vermont to Close — 2023-07-11
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today issued a proclamation allowing national banks, federal savings associations, and federal branches…
Stocks
SEC Charges Merrill Lynch and Parent Company for Failing to File Suspicious Activity Reports
The Securities and Exchange Commission today announced charges against Merrill Lynch, Pierce, Fenner & Smith Incorporated and its parent company BAC North…
Investing
June 2023 Employment Situation — 2023-07-07
Total nonfarm payroll employment increased by 209,000 in June, and the unemployment rate changed little at 3.6 percent, the U.S. Bureau of…
Stocks
SEC Charges Former Army Financial Counselor Who Defrauded Gold Star Family Members
The Securities and Exchange Commission today charged former U.S. Army financial counselor Caz L. Craffy for defrauding Gold Star family members and…
Investing
Job Openings and Labor Turnover Survey News Release - 2023 M05 Results — 2023-07-06
The number of job openings decreased to 9.8 million on the last business day of May, the U.S. Bureau of Labor Statistics…
Banking
OCC Releases CRA Evaluations for 19 National Banks and Federal Savings Associations — 2023-07-03
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations that became…
Stocks
SEC Charges “Smart” Window Manufacturer, View Inc., with Failing to Disclose $28 Million Liability
The Securities and Exchange Commission today announced settled charges against a California-based manufacturer of “smart” windows, View Inc., for failing to disclose…
Stocks
SEC Charges Two Oregon Residents and Their Related Entities with $10 Million Ponzi-Like Scheme
The Securities and Exchange Commission today charged Oregon residents Robert D. Christensen and Anthony M. Matic, as well as several companies they…
Investing
Productivity and Costs by Industry: Selected Service-Providing Industries News Release - 2022 A01 Results — 2023-06-29
Labor productivity rose in 15 of 30 selected service-providing industries in 2022, the U.S. Bureau of Labor Statistics reported today. This was…
Banking
Agencies Finalize Policy Statement on Commercial Real Estate Loan Accommodations and Workouts — 2023-06-29
Federal financial institution regulatory agencies today jointly issued a final policy statement on commercial real estate loan accommodations and workouts. The updates…
Stocks
SEC Charges Stockbroker and Friend with Insider Trading
The Securities and Exchange Commission today announced insider trading charges against Jordan Meadow, a registered representative for a New York-based broker-dealer, and…
Stocks
SEC Charges Former Pfizer Statistician with Insider Trading Ahead of COVID-19 Announcement
The Securities and Exchange Commission today announced insider trading charges against Amit Dagar, a former Pfizer Inc. employee, and his close friend…
Stocks
SEC Charges Police Chief, Four Others in Connection with Insider Trading Before Pharmaceutical Merger
The Securities and Exchange Commission today filed insider trading charges against five individuals, including a police chief in Dighton, Massachusetts, arising from…
Stocks
SEC Charges Former DWAC Board Member and Others for Insider Trading in DWAC Securities
The Securities and Exchange Commission today filed insider trading charges against Bruce Garelick, a former board member of Digital World Acquisition Corporation…
Investing
Metropolitan Area Employment and Unemployment (Monthly) News Release - 2023 M05 Results — 2023-06-28
Unemployment rates were lower in May than a year earlier in 177 of the 389 metropolitan areas, higher in 158 areas, and…
Banking
OCC Reports Improvement in Mortgage Performance for First Quarter of 2023 — 2023-06-27
WASHINGTON—The Office of the Comptroller of the Currency (OCC) reported an improvement in the performance of first-lien mortgages in the federal banking…
Stocks
SEC Charges Former MusclePharm Executives with Accounting and Disclosure Fraud
The Securities and Exchange Commission today filed a settled complaint charging Las Vegas-based nutritional supplement company MusclePharm Corp.’s former Executive Vice President…
Stocks
SEC Obtains Emergency Relief to Halt Pre-IPO Stock Fraud Scheme by Unregistered Broker-Dealer
The Securities and Exchange Commission today announced that it obtained a preliminary injunction, asset freeze, and other emergency relief against Legend Venture…
Banking
Acting Comptroller of the Currency Kicks Off Summer High School Scholars Internship Program — 2023-06-26
WASHINGTON—Acting Comptroller of the Currency Michael J. Hsu today kicked off the fifth year of the Office of the Comptroller of the…
Stocks
SEC Charges Florida Resident for Operating $112 Million Ponzi Scheme that Targeted Haitian-American Community
The Securities and Exchange Commission today announced charges against Broward County, Florida resident Sanjay Singh and his trucking and logistics company, Royal…