SEC and NYU to Host Sept. 21 Forum on High-Frequency Trading and Liquidity Resiliency
The U.S. Securities and Exchange Commission's Division of Economic and Risk Analysis and Division of Trading and Markets are partnering with New…
Stocks
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Financial news with original publication dates and source links.
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Investing
Treasury Announces Additions to Senior Leadership Team in Office of Terrorism and Financial Intelligence
Isabel Patelunas sworn in as head of TFI’s intelligence office and Andrea Gacki named OFAC DirectorWashington – The U.S. Department of the…
Investing
August 2018 U.S. Import and Export Price Indexes — 2018-09-14
U.S. import prices declined 0.6 percent in August, the U.S. Bureau of Labor Statistics reported today, following a 0.1-percent decrease the previous…
Banking
Joint Release/Federal and State Financial Regulatory Agencies Issue Interagency Statement on Supervisory Practices Regarding Financial Institutions Affected by Hurricane Florence — 2018-09-14
Federal and State Financial Regulatory Agencies Issues Interagency Statement on Supervisory Practices Regarding Financial Institutions Affected by Hurricane Florence The Office of…
Banking
FDIC Releases Results of Summary of Deposits Survey — 2018-09-14
The Federal Deposit Insurance Corporation (FDIC) today released the results of its annual survey of branch office deposits for all FDIC-insured institutions.…
Investing
SEC Charges Investment Advisers With Defrauding Retail Advisory Clients
The Securities and Exchange Commission today charged an Indianapolis-based investment advisory firm and its sole owner with selling approximately $13 million of…
Stocks
Whistleblower Receives Award of Approximately $1.5 Million
The Securities and Exchange Commission today announced that a whistleblower has earned an award of more than $1.5 million. The whistleblower provided…
Stocks
SEC Charges Citigroup for Dark Pool Misrepresentations
The Securities and Exchange Commission today entered an order finding that Citigroup Global Markets Inc. misled users of a dark pool operated…
Investing
August 2018 Consumer Price Index — 2018-09-13
The Consumer Price Index for All Urban Consumers (CPI-U) increased 0.2 percent in August on a seasonally adjusted basis, the same increase…
Investing
August 2018 Real Earnings — 2018-09-13
Real average hourly earnings for all employees increased 0.1 percent from July to August, seasonally adjusted, the U.S. Bureau of Labor Statistics…
Banking
FDIC Seeks Comment on the Treatment of Reciprocal Deposits — 2018-09-13
The Federal Deposit Insurance Corporation (FDIC) is seeking comment on a proposed rule to implement Section 202 of the Economic Growth, Regulatory…
Stocks
SEC Monitoring Impact of Hurricane Florence on Capital Markets
The Securities and Exchange Commission is closely monitoring the impact of Hurricane Florence on investors and capital markets. “The SEC is keeping…
Stocks
Broker-Dealer to Pay $2.75 Million Penalty for Providing Deficient Blue Sheet Data
The Securities and Exchange Commission today announced that Convergex Execution Solutions LLC, now known as Cowen Execution Services LLC, will pay $2.75…
Investing
August 2018 Producer Price Index — 2018-09-12
The Producer Price Index for final demand declined 0.1 percent in August, seasonally adjusted, the U.S. Bureau of Labor Statistics reported today.…
Investing
SEC Charges Hedge Fund Adviser With Short-and-Distort Scheme
The Securities and Exchange Commission today charged a hedge fund adviser and his investment advisory firm with illegally profiting from a scheme…
Stocks
SEC Uses Data Analysis to Detect Cherry-Picking By Broker
The Securities and Exchange Commission today charged a New Jersey-based broker with misusing his access to customers’ brokerage accounts to enrich himself…
Stocks
United Technologies Charged With Violating FCPA
The Securities and Exchange Commission today announced that Connecticut-based United Technologies Corporation will pay $13.9 million to resolve charges that it violated…
Investing
2017 Consumer Expenditures Surveys — 2018-09-11
NOTE: This news release was reissued September 13, 2018, correcting data in table C. The table was originally published with 2016 data.…
Investing
Job Openings and Labor Turnover Survey News Release — 2018-09-11
The number of job openings was little changed at 6.9 million on the last business day of July, the U.S. Bureau of…
Banking
Extension of Comment Period for Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private — 2018-09-11 [2018-19649]
On July 17, 2018, the Agencies published in the Federal Register a notice of proposed rulemaking (proposal) that would amend the regulations…
Banking
Joint Release/Agencies Issue Statement Reaffirming the Role of Supervisory Guidance — 2018-09-11
Agencies Issue Statement Reaffirming the Role of Supervisory Guidance WASHINGTON—Five federal agencies today issued a joint statement explaining the role of supervisory…
Stocks
Elad Roisman Sworn In As SEC Commissioner
Elad L. Roisman has been sworn into office as an SEC Commissioner by SEC Chairman Jay Clayton. Mr. Roisman was nominated to…
Crypto
SEC Charges Digital Asset Hedge Fund Manager With Misrepresentations and Registration Failures
The Securities and Exchange Commission today announced its first-ever enforcement action finding an investment company registration violation by a hedge fund manager…
Stocks
SEC Charges ICO Superstore and Owners With Operating As Unregistered Broker-Dealers
The Securities and Exchange Commission today announced that TokenLot LLC, a self-described “ICO Superstore,” and its owners will settle charges that they…