State Job Openings and Labor Turnover News Release - 2024 M11 Results — 2025-01-17
Job openings rates increased in 2 states and decreased in 2 states on the last business day of November, the U.S. Bureau…
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Financial news with original publication dates and source links.
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SEC Charges Arete Wealth Broker-Dealer and Advisory Firms, Their Chief Compliance Officer, and Several Representatives in Connection With Illegal Securities Offering
The Securities and Exchange Commission today announced charges against Joey Miller, Jeff Larson, and Randy Larson, formerly dually registered personnel with Arete…
Stocks
SEC Announces Record Enforcement Actions Brought in First Quarter of Fiscal Year 2025
The Securities and Exchange Commission today announced that, based on its preliminary results, it filed 200 total enforcement actions in the first…
Stocks
SEC Announces Departure of Public Affairs Head Scott Schneider
The Securities and Exchange Commission today announced the departure of Scott Schneider, a counselor to Chair Gary Gensler and Director of the…
Stocks
SEC Policy Director Corey Klemmer to Step Down
The Securities and Exchange Commission today announced that Corey Klemmer will step down from her role as Policy Director, a role she…
Stocks
SEC Charges Digital Currency Group and Soichiro “Michael” Moro, Former CEO of Genesis Global Capital, for Misleading Investors about Genesis’s Financial Condition
The Securities and Exchange Commission today announced that Digital Currency Group Inc. (DCG), and Soichoro “Michael” Moro, the former CEO of DCG’s…
Investing
Vanguard to Pay More Than $100 Million to Resolve Violations Related to Target Date Retirement Funds
The Securities and Exchange Commission today announced that The Vanguard Group, Inc. will pay $106.41 million to settle charges for misleading statements…
Investing
SEC Charges Pennsylvania Investment Adviser Scott Mason With Misappropriating More Than $20 Million from Advisory Clients
The Securities and Exchange Commission today charged former Pennsylvania-based investment adviser Scott J. Mason, and his companies Rubicon Wealth Management LLC and…
Stocks
SEC Charges Paul McCabe and PMAC Consulting with Acting as Unregistered Brokers for Pre-IPO Stocks
The Securities and Exchange Commission today announced that Paul John McCabe Jr. and his unregistered firm PMAC Consulting LLC have agreed to…
Stocks
SEC Charges GrubMarket with Overstating Revenue to Investors by More Than $500 Million
The Securities and Exchange Commission today announced settled charges against GrubMarket Inc., a private, California-based e-commerce food distributor, for providing investors with…
Stocks
SEC Charges LPL Financial with Anti-Money Laundering Violations
The Securities and Exchange Commission today announced charges against broker-dealer and investment adviser LPL Financial LLC for multiple failures related to its…
Stocks
SEC Charges Pair of Wells Fargo Advisory Firms and Merrill Lynch with Compliance Failures Relating to Cash Sweep Programs
The Securities and Exchange Commission today announced settled charges against registered investment advisers Wells Fargo Clearing Services LLC and Wells Fargo Advisors…
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Secretary of the Treasury Janet L. Yellen Sends Letter to Congressional Leadership on the Debt Limit
WASHINGTON – Today, Secretary of the Treasury Janet L. Yellen sent a letter to all members of Congressional leadership regarding the debt…
Investing
Treasury International Capital Data for November
Washington – The U.S. Department of the Treasury today released Treasury International Capital (TIC) data for November 2024. The next release, which…
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Treasury Sanctions Destabilizing Actors and Financial Enablers in Republika Srpska
*Using expanded sanctions authorities, Treasury sanctions Republika Srpska President Dodik’s patronage network and individuals in Bosnia and Herzegovina for undermining regional peace…
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U.S. Department of the Treasury Releases Report on Personal Auto Insurance Markets and Technological Change
WASHINGTON – The U.S. Department of the Treasury’s (Treasury) Federal Insurance Office (FIO) today released its Report on Personal Auto Insurance Markets…
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Treasury Increases Financial Pressure on the Houthis
WASHINGTON — Today, the Department of the Treasury’s Office of Foreign Assets Control (OFAC) is sanctioning Yemen-based Yemen Kuwait Bank for Trade…
Investing
Treasury Sanctions Company Associated with Salt Typhoon and Hacker Associated with Treasury Compromise
WASHINGTON — Today, the Department of the Treasury’s Office of Foreign Assets Control (OFAC) is sanctioning Yin Kecheng, a Shanghai-based cyber actor…
Investing
December 2024 U.S. Import and Export Price Indexes — 2025-01-16
U.S. import prices advanced 0.1 percent in December following a 0.1-percent increase in each of the previous 2 months, the U.S. Bureau…
Banking
OCC Announces Enforcement Actions for January 2025 and Updates to Enforcement Action Search Tool — 2025-01-16
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released enforcement actions taken against national banks and federal savings associations (banks)…
Stocks
SEC Charges Two Sigma for Failing to Address Known Vulnerabilities in its Investment Models
The Securities and Exchange Commission today announced settled charges against New York-based investment advisers Two Sigma Investments LP and Two Sigma Advisers…
Investing
U.S. Department of the Treasury Report: Homeowners Insurance Costs Rising, Availability Declining as Climate-Related Events Take Their Toll
*As the latest climate-related crisis unfolds in Los Angeles, Treasury releases most comprehensive data on homeowners insurance in history, along with report…
Investing
Treasury Targets IT Worker Network Generating Revenue for DPRK Weapons Programs
WASHINGTON — Today, the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) is sanctioning two individuals and four entities…
Investing
Treasury Sanctions Leader of Sudanese Armed Forces and Weapons Supplier
WASHINGTON — Today, the Department of the Treasury’s Office of Foreign Assets Control (OFAC) is sanctioning Abdel Fattah Al-Burhan (Burhan), the leader…