SEC Issues Multiple Whistleblower Awards Totaling Nearly $3 Million
The Securities and Exchange Commission today announced whistleblower awards to five individuals for information provided in three different enforcement actions for combined…
Stocks
ZILLIONTRADE / NEWS
Haberler
Financial news with original publication dates and source links.
11,568 Sonuçlar
Investing
November 2020 Employment Situation — 2020-12-04
Total nonfarm payroll employment rose by 245,000 in November, and the unemployment rate edged down to 6.7 percent, the U.S. Bureau of…
Investing
Commissioner's Statement on the Employment Situation News Release — 2020-12-04
Nonfarm payroll employment increased by 245,000 in November, and the unemployment rate edged down to 6.7 percent. These improvements reflect the continued…
Banking
FDIC Issues List of Banks Examined for CRA Compliance — 2020-12-04
The Federal Deposit Insurance Corporation (FDIC) today issued its list of state nonmember banks recently evaluated for compliance with the Community Reinvestment…
Stocks
SEC Charges The Cheesecake Factory For Misleading COVID-19 Disclosures
The Securities and Exchange Commission today announced settled charges against The Cheesecake Factory Incorporated for making misleading disclosures about the impact of…
Investing
Metropolitan Area Employment and Unemployment (Monthly) News Release — 2020-12-03
Unemployment rates were higher in October than a year earlier in 384 of the 389 metropolitan areas and lower in 5 areas…
Stocks
SEC Announces New Investor Advisory Committee Members
The Securities and Exchange Commission today announced the appointment of eight new members to its Investor Advisory Committee. The Committee was established…
Stocks
SEC Announces Office Focused on Innovation and Financial Technology
The Securities and Exchange Commission today announced that the SEC's Strategic Hub for Innovation and Financial Technology, commonly referred to as FinHub…
Investing
SEC Modernizes Framework for Fund Valuation Practices
The Securities and Exchange Commission today announced that it voted to adopt a new rule that establishes an updated regulatory framework for…
Stocks
Energy Companies Agree to Settle Fraud Charges Stemming From Failed Nuclear Power Plant Expansion
The Securities and Exchange Commission today announced that SCANA Corp. and its subsidiary South Carolina Electric & Gas Co. (SCE&G) have agreed…
Stocks
SEC Charges Disbarred New York Attorney and Florida Attorney with Scheme to Create False Opinion Letters
The Securities and Exchange Commission today charged disbarred attorney, Richard J. Rubin, and licensed attorney, Thomas J. Craft, with fraud for their…
Banking
FDIC-Insured Institutions Reported Improved Profitability in Third Quarter 2020 — 2020-12-01
Quarterly Net Income Improved, Primarily Because of Lower Provision Expense Net Interest Margin Fell to a Record Low Loan…
Investing
SEC Charges Unregistered Investment Adviser with Defrauding Puerto Rico Municipality
The Securities and Exchange Commission today charged an unregistered investment adviser based in Orlando, Florida for defrauding the Municipality of Mayagüez, Puerto…
Stocks
SEC Charges Boiler Rooms Operator with Defrauding Retail Investors
The SEC today charged New York resident Mark Alan Lisser with fraud for operating at least two boiler rooms, on Long Island…
Stocks
SEC Awards Over $6 Million to Joint Whistleblowers
The Securities and Exchange Commission today announced an award of over $6 million to joint whistleblowers whose information and assistance led to…
Banking
FDIC Issues CRA Examination Schedules for First Quarter 2021 and Second Quarter 2021 — 2020-11-30
The Federal Deposit Insurance Corporation (FDIC) today issued the lists of institutions scheduled for a Community Reinvestment Act (CRA) examination during the…
Banking
FDIC Makes Public October Enforcement Actions — 2020-11-27
The Federal Deposit Insurance Corporation (FDIC) today released a list of orders of administrative enforcement actions taken against banks and individuals in…
Investing
SEC Issues Agenda for Dec. 1 Meeting of the Asset Management Advisory Committee
The Securities and Exchange Commission today released the agenda for the Dec. 1 meeting of the Asset Management Advisory Committee (AMAC). AMAC…
Stocks
SEC Investor Advisory Committee to Meet Remotely on Dec. 3
The Securities and Exchange Commission's Investor Advisory Committee will hold a public meeting on Dec. 3 by remote means. The meeting will…
Stocks
SEC Proposes Amendments to Modernize Framework for Securities Offerings and Sales to Workers
The Securities and Exchange Commission today announced that it has voted to propose amendments to Securities Act Rule 701, which provides an…
Stocks
SEC Proposes Temporary Rules to Facilitate Measured Participation by Certain "Platform Workers" in Compensatory Offerings Under Rule 701 and Form S-8
The Securities and Exchange Commission today voted to propose rules that, on a temporary basis and subject to percentage limits (no more…
Stocks
SEC Issues Statement on European Central Counterparties Seeking to Register or Request Exemptions From the SEC
The Securities and Exchange Commission today issued a Policy Statement and Guidance focused on central counterparties (CCPs) authorized under the European Markets…
Stocks
SEC Charges E-Commerce Startup and CEO With Defrauding Investors
The Securities and Exchange Commission today charged a San Francisco-based e-commerce startup and its chief executive officer with misleading investors about purported…
Investing
State Employment and Unemployment (Monthly) News Release — 2020-11-20
Unemployment rates were lower in October in 37 states and the District of Columbia, higher in 8 states, and stable in 5…