SEC Charges Private Lender and CEO with Fraudulent Mismarking Scheme
The Securities and Exchange Commission today charged Live Well Financial, Inc. and its CEO, Michael Hild, both of Richmond, Va., with perpetuating…
Stocks
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Stocks
SEC Awards More Than $1.8 Million to Whistleblower
The Securities and Exchange Commission today announced an award of more than $1.8 million to a whistleblower whose information and assistance were…
Crypto
SEC Charges Dallas Company and its Founders With Defrauding Investors in Unregistered Offering and Operating Unregistered Digital Asset Exchange
The Securities and Exchange Commission today announced settled charges with Bitqyck Inc. and its founders, who allegedly defrauded investors in securities offerings…
Stocks
SEC Investor Advisory Committee to Meet on Sept. 19
The Securities and Exchange Commission’s Investor Advisory Committee will hold a public meeting on Sept. 19.The meeting will begin at 9:30 a.m.…
Investing
Metropolitan Area Employment and Unemployment (Monthly) News Release — 2019-08-28
Unemployment rates were lower in July than a year earlier in 217 of the 389 metropolitan areas, higher in 141 areas, and…
Investing
SEC Obtains Emergency Asset Freeze, Charges Pennsylvania Investment Adviser with $100 Million Fraud
The Securities and Exchange Commission today charged a Pennsylvania investment adviser with operating an investment advisory fraud involving over $100 million in…
Stocks
RSM US LLP Charged With Violating Auditor Independence Rules
The Securities and Exchange Commission today charged public accounting firm RSM US LLP with violations of the agency’s auditor independence rules in…
Stocks
Fee Rate Advisory #1 for Fiscal Year 2020
The Securities and Exchange Commission today announced that in fiscal year 2020 the fees that public companies and other issuers pay to…
Investing
2019 Number of Jobs, Labor Market Experience, and Earnings Growth: Results from a National Longitudinal Survey — 2019-08-22
(NOTE: BLS reissued this news release on October 7, 2020, to correct microdata errors associated with creating hourly wage variables. The corrections…
Investing
County Employment and Wages News Release — 2019-08-21
From March 2018 to March 2019, employment increased in 298 of the 355 largest U.S. counties, the U.S. Bureau of Labor Statistics…
Investing
SEC Charges Broker-Dealer and CEO With Supervision Failures Related to Hedge Fund Valuation Scheme
The Securities and Exchange Commission yesterday charged New York-based broker-dealer AOC Securities LLC, and its former chief executive officer, Ronaldo Gonzalez, with…
Investing
SEC Clarifies Investment Advisers’ Proxy Voting Responsibilities and Application of Proxy Rules to Voting Advice
The Securities and Exchange Commission today provided guidance to assist investment advisers in fulfilling their proxy voting responsibilities. The guidance discusses, among…
Banking
FDIC Approves Interagency Final Rule to Simplify and Tailor the "Volcker Rule" — 2019-08-20
FDIC Approves Interagency Final Rule to Simplify and Tailor the “Volcker Rule” The Board of Directors of the Federal Deposit Insurance Corporation…
Banking
FDIC Issues Proposed Rule on Certain Assessment Credits — 2019-08-20
The Federal Deposit Insurance Corporation (FDIC) today approved a notice of proposed rulemaking that would amend the deposit insurance assessment regulations that…
Banking
FDIC Issues Proposed Rule on Interest Rate Restrictions Applicable to Less Than Well Capitalized Institutions — 2019-08-20
The Federal Deposit Insurance Corporation (FDIC) today issued a notice of proposed rulemaking (NPR) related to interest rate restrictions that apply to…
Crypto
SEC Charges ICO Research and Rating Provider With Failing to Disclose It Was Paid to Tout Digital Assets
The Securities and Exchange Commission announced today that Russian entity ICO Rating has agreed to pay $268,998 to settle charges that it…
Stocks
SEC Charges TherapeuticsMD With Regulation FD Violations
The Securities and Exchange Commission today charged TherapeuticsMD Inc., a pharmaceutical company headquartered in Boca Raton, Florida, with violations of Regulation FD…
Investing
2019 Summer Employment and Unemployment Among Youth — 2019-08-16
From April to July 2019, the number of employed youth 16 to 24 years old increased by 2.4 million to 21.2 million…
Investing
State Employment and Unemployment (Monthly) News Release — 2019-08-16
Unemployment rates were lower in July in 6 states, higher in 2 states, and stable in 42 states and the District of…
Stocks
Cantor Fitzgerald and BMO Capital Charged for Improper Handling of ADRs
The Securities and Exchange Commission today announced that broker Cantor Fitzgerald & Co. will pay more than $647,000 and broker BMO Capital…
Investing
2019 Second Quarter (Preliminary) Productivity and Costs — 2019-08-15
Nonfarm business sector labor productivity increased 2.3 percent in the second quarter of 2019, the U.S. Bureau of Labor Statistics reported today…
Stocks
SEC Charges Former CFO of Cash Advance Company With Defrauding Retail Investors
The Securities and Exchange Commission today charged 1 Global Capital LLC’s former chief financial officer, Alan G. Heide, with defrauding retail investors.…
Stocks
SEC Releases Videos for Investors on Choosing and Working with a Financial Professional
The Securities and Exchange Commission today released a series of short educational videos designed to provide ordinary investors with basic information about…
Investing
July 2019 U.S. Import and Export Price Indexes — 2019-08-14
Prices for U.S. imports increased 0.2 percent in July, the U.S. Bureau of Labor Statistics reported today, following a 1.1-percent decline the…